Higher risk deserves a deeper review.
Bring additional evidence, screening context and investigation work into a clear, accountable review of higher-risk customer relationships.
Further review
- Evidence
- Context
- Decision
Start with the reason for review.
Higher customer risk
Review the factors behind an elevated rating in Nex AML.
Relevant screening findings
Examine PEP, sanctions and adverse-media context in Nex Screening.
Additional evidence needed
Track the documents and explanations your review requires in Nex AML.
Ask for the evidence that matters.
Use Nex AML to track additional identity evidence, source-of-funds and source-of-wealth review, and the purpose of the relationship.
Keep the requirement clear.
Track what additional identity evidence, source-of-funds and source-of-wealth information is required for this customer.
Keep judgment with the reviewer.
Record the assessment and supporting rationale.
Put the screening context in perspective.
Nex Screening helps reviewers examine identity, source quality and legal-stage context before they decide what a finding means.
Review the context
- Identity
- Is this the same person?
- Source
- What supports the finding?
- Legal stage
- Allegation or established fact?
A PEP finding or news report does not establish wrongdoing.
Keep the investigation and decision together.
In Nex AML, connect supporting evidence, related records and follow-up work so reviewers can explain how they reached a decision.
Explore Nex AML- 1
Review the evidence
Bring together documents, screening findings and related records in one place.
- 2
Resolve open questions
Track follow-up work, add notes and involve colleagues where needed.
- 3
Record the outcome
Capture the decision, rationale and next steps for a clear audit trail.
Plan a deeper review.
Enhanced review helps when the customer’s risk or the nature of the relationship calls for more evidence and closer assessment. Your policy determines the trigger. Nex AML helps track the additional requirements, supporting documents and review work needed to reach a reasoned decision.
Give higher-risk reviews the attention they need.
See how Nex can support your evidence and review process.