Verify investors, assess screening findings and investigate funding activity with customer risk and supporting evidence close at hand.
Identity review
Applicant evidence
Use document checks, face comparison and liveness evidence to support investor onboarding and review exceptions.
Link the applicant to the identity evidence.
Investor identity
Document checks
Identity evidence
Face and liveness
Applicant comparison
Review decision
Apply your policy
Screen investors for sanctions, PEP exposure and adverse media. Review the sources and monitor enrolled subjects.
Keep acceptance and follow-up grounded in evidence.
Screening context
Sanctions
Source-backed findings
PEP exposure
Relationship context
Adverse media
Relevant reporting
Record expected activity, review customer risk and investigate supplied funding and withdrawal transactions.
Give investigators context for activity that needs explanation.
Transaction review
Incoming transfer
Supplied activity
Withdrawal
Customer context
Third-party payment
Supporting evidence
Review identity and screening evidence.
Record declared activity and supporting evidence.
Assess alerts against the customer profile.
Keep the rationale and follow-up together.
Use dated customer declarations and transaction evidence to frame the questions your investigator needs to ask.
Customer declaration · 12 September
Incoming transfers
Regular account funding
Withdrawals
To the declared bank account
Third-party payments
Not declared
Card payments
Customer-owned card
Evidence received · 18 September
Reviewer notes
Clarify the relationship to the sender and compare it with the customer’s declared activity.
Nex eKYC checks identity documents and connects them to the applicant through facial-matching and liveness evidence. Nex Screening adds source-backed exposure findings, while Nex AML supports customer risk and diligence work around the relationship.
Explore the review workflow for your brokerage or trading business.
